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First Attempt to Use the Supreme Court's Jarkesy Decision to Limit the Ability of FINRA to Assess Monetary Sanctions in Disciplinary Proceedings Fails

Client Alert September 6, 2024
Best Lawyers Recognizes 44 Frantz Ward Attorneys, Names Brian Kelly and Jim Niehaus “Lawyer of the Year”

Awards August 15, 2024
Supreme Court Upholds Constitutional Right to Jury Trial where SEC Administrative Proceedings Seek to Impose Monetary Penalties

Client Alert June 28, 2024
A New Robinhood Challenges the Establishment but this Time the Establishment Wins

Blog September 12, 2023
Five Frantz Ward Attorneys Recognized as “Lawyers of the Year” by Best Lawyers

Awards August 17, 2023
48 Frantz Ward Attorneys Recognized by The Best Lawyers in America

Awards August 17, 2023
New Law Exempts M&A Firms From Sec Broker/Dealer Registration

News February 20, 2023
Securities And Exchange Commission Brings Its First Enforcement Action Under Regulation Best Interest

Blog August 24, 2022
Forty-Six Frantz Ward Attorneys Recognized by The Best Lawyers in America

Awards August 19, 2022
Use Caution When Paying Finder's Fees in Securities Transactions

Blog August 1, 2022
The Non-Existent "Friends and Family" Exemption Under Federal and State Securities Law

Blog March 11, 2022
New SEC Marketing Rule Will Have A Material Effect On The Investment Management Industry

Client Alert December 21, 2021
Podcast: Public-Private Sector Collaboration as a Means to Economic Development: A Blueprint from the Shaker Heights Development Fund

Events November 9, 2021
Fifty Frantz Ward Attorneys Recognized by The Best Lawyers in America

Awards August 19, 2021
National Defense Authorization Act Requires Certain Small Businesses to Report Personal Information to a Branch of the U.S. Treasury Department

Client Alert March 8, 2021
SEC Amends Rules to Simplify Exempt Offerings and Increase Dollar Limits

Client Alert November 3, 2020
SEC Adopts Changes to Accredited Investor Definition

Client Alert September 2, 2020
Forty-Seven Frantz Ward Attorneys Recognized by The Best Lawyers in America

Awards August 19, 2020
Supreme Court Allows, But Limits, Disgorgement as a Remedy in SEC Enforcement Actions

Blog August 5, 2020
SEC Regulation Best Interest Is Now in Effect

Client Alert July 8, 2020
SEC Proposes Rule to Amend Accredited Investor Definition

Client Alert March 12, 2020
Thirty-Five Frantz Ward Attorneys Recognized by The Best Lawyers in America

Awards August 15, 2019
Frantz Ward Acquires Kadish, Hinkel & Weibel to Expand Capabilities and Better Service Clients

News July 8, 2019
Crain's Cleveland Business Reports on Acquisition

News July 7, 2019